03.11.11 | Options and Futures Industry Regulatory and Legislative Update

This update will cover key personnel changes at the SEC and CFTC, recent legislative action on financial reform, a rulemaking by the CFTC relating to retail forex transactions, a renoticing of a rule proposal by the SEC on flash orders emphasizing the listed options markets, a recent adoption of a rule by the SEC relating to sponsored access, SEC and CFTC pronouncements on high frequency trading, and the launch of a new options exchange.

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